Futures commission merchant search

“Commodity merchant” means any of the following, as defined or described in the Commodity Exchange Act or by CFTC Rule: (a) Futures commission merchant. §5.5 Distribution of “Risk Disclosure Statement” by retail foreign exchange dealers, futures commission merchants and introducing brokers regarding retail forex  In general, most institutions conduct these activities as futures commission merchants (FCMs). FCM is the term used in the Commodity Exchange Act to refer to 

Before futures commission merchants (FCMs) or introducing brokers (IBs) may open a commodity futures account for a retail customer, the customer must receive a written disclosure statement and send back to the FCM or IB a signed and dated acknowledgment that the customer has received and understood the statement. A Futures Commission Merchant (FCM) is an individual or organization that does both of the following: FCMs are required to be registered with National Futures Association (NFA). FCM may also be members of one or more Designated Contract Markets. Futures Commission Merchant - FCM: A futures commission merchant (FCM) is a merchant involved in the solicitation or acceptance of commodity orders for future delivery of commodities related to Futures Commission Merchant (FCM), Retail Foreign Exchange Dealer (RFED), and Forex Dealer Member (FDM) Directory. Introducing Broker (IB) with FCM or RFED guarantor, Independent IB Directory. IB Directory also contains the guarantor firm's NFA ID and name. NFA Members. NFA develops and enforces rules, provides programs and offers services that safeguard market integrity, and helps Members meet their regulatory obligations. Select a membership category to access regulatory information and resources. Commodity Pool Operator (CPO) Commodity Trading Advisor (CTA) Futures Commission Merchant (FCM)

A futures commission merchant (FCM) is an entity that solicits or accepts orders to buy or sell futures contracts, options on futures, retail off-exchange forex contracts or swaps, and accepts money or other assets from customers to support such orders. To register as an FCM, visit the FCM registration page.

search. close. Convert. Rates are based on a daily average of OANDA registered Futures Commission Merchant and Retail Foreign Exchange Dealer with the  mobile search. Skip to Content 22/12/2011, Peace Town Futures Ltd, Resignation of Exchange Participant. 24/11/2011 11/01/2011, Stockwell Commodities Ltd, Change of Category from "Broker" to "Futures Commission Merchant". 10/01/  Search Date Range (2) The funds you deposit with a futures commission merchant for trading futures positions are not protected by insurance in the event of  SG Americas Securities, LLC (“SGAS”) is a registered broker-dealer and futures commission merchant and is a member of FINRA, NYSE, NFA and SIPC.

the financial condition of futures commission merchants operating in the U.S., and a special "lookup" page that displays key data points for individual FCMs.

Firms and individuals that conduct futures trading business Futures Commission Merchants which are  Definition of Futures Commission Merchant (FCM): An individual or organization that acts as a broker for futures contracts and issues margin loans to secure the 

Futures Commission Merchant (FCM) Registration. A futures commission merchant (FCM) is an entity that solicits or accepts orders to buy or sell futures contracts, options on futures, retail off-exchange forex contracts or swaps, and accepts money or other assets from customers to support such orders.

Futures Commission Merchant (FCM), Retail Foreign Exchange Dealer (RFED), and Forex Dealer Member (FDM) Directory. Introducing Broker (IB) with FCM or RFED guarantor, Independent IB Directory. IB Directory also contains the guarantor firm's NFA ID and name.

15 Jan 2020 The Commodity Futures Trading Commission (“Commission” or commission merchant (“FCM”), including J.P. Morgan Securities LLC The above financial information reports can be found by conducting a search for a 

13 Apr 2019 A Futures Commission Merchant (FCM) solicits and accepts trading for future contracts with customers. The FCM is also responsible for collecting  The FCM or Futures Commission Merchant plays a pivotal role in the world of futures trading. These regulated entities solicit and accept customer orders. (iii) The Futures Commission Merchant shall promptly furnish copies of or extracts from the Futures Commission Merchant's records or such other information  Futures Commission Merchant (FCM): a firm or individual that solicits or accepts orders for commodity contracts traded on an exchange and holds client funds to  Firms and individuals that conduct futures trading business Futures Commission Merchants which are 

Futures Commission Merchants (FCMs) Registration The Commodity Exchange Act requires all futures commission merchants (FCMs) and introducing brokers (IBs) to register as such, unless they qualify for an exemption, e.g.: Before futures commission merchants (FCMs) or introducing brokers (IBs) may open a commodity futures account for a retail customer, the customer must receive a written disclosure statement and send back to the FCM or IB a signed and dated acknowledgment that the customer has received and understood the statement. A Futures Commission Merchant (FCM) is an individual or organization that does both of the following: FCMs are required to be registered with National Futures Association (NFA). FCM may also be members of one or more Designated Contract Markets. Futures Commission Merchant - FCM: A futures commission merchant (FCM) is a merchant involved in the solicitation or acceptance of commodity orders for future delivery of commodities related to Futures Commission Merchant (FCM), Retail Foreign Exchange Dealer (RFED), and Forex Dealer Member (FDM) Directory. Introducing Broker (IB) with FCM or RFED guarantor, Independent IB Directory. IB Directory also contains the guarantor firm's NFA ID and name. NFA Members. NFA develops and enforces rules, provides programs and offers services that safeguard market integrity, and helps Members meet their regulatory obligations. Select a membership category to access regulatory information and resources. Commodity Pool Operator (CPO) Commodity Trading Advisor (CTA) Futures Commission Merchant (FCM) BASIC is a free tool that Members and investors can use to research the background of derivatives industry professionals. Whether you are an investor thinking about opening a futures account or an NFA Member contemplating a new business relationship, BASIC can be a valuable resource. Access Basic